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SILVER BIRCH FINANCIAL LLC
CRD 341785File 801-136228
APPROVED-120
Retail clients
Custody
Filing as of Aug 14, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$399.5M
Below cohort median (national)
Discretionary AUM
$396.3M
Non-discretionary $3.2M
Clients
247
949 accounts
Employees
7
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- May 8, 2026
- Principal office
- Not reported
- Phone
- (802) 302-5122
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $399.5M
- Discretionary AUM
- $396.3M
- Non-discretionary AUM
- $3.2M
- Discretionary accounts
- 933
- Non-discretionary accounts
- 16
- Total accounts
- 949
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 15 | $2.8M |
| Charitable organizations | Fewer than 5 | $1.7M |
| High net worth individuals | 124 | $46.1M |
| Pension and profit sharing plans | Fewer than 5 | $3.6M |
| Individuals (other than high net worth individuals) | 105 | $345.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Aum | 0 | 399474010 |
| Aug 17, 2026 | Clients | 0 | 247 |
| Aug 17, 2026 | Accounts | 0 | 949 |
| Aug 17, 2026 | Employees | 1 | 7 |
| Aug 12, 2026 | Registration | — | APPROVED-120 |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.