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UPSTATE ADVISERS INC
Legal name: UPSTATE ADVISERS INC.
CRD 341449File 801-135922
APPROVED
Retail clients
Filing as of Jul 21, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$34.1M
Bottom 25% of cohort (national)
Discretionary AUM
$15.7M
Non-discretionary $18.3M
Clients
21
39 accounts
Employees
1
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 21, 2026
- Principal office
- 2 THORNELL ROAD, PITTSFORD, NY, 14534
- Phone
- 5852099788
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $34.1M
- Discretionary AUM
- $15.7M
- Non-discretionary AUM
- $18.3M
- Discretionary accounts
- 31
- Non-discretionary accounts
- 8
- Total accounts
- 39
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 6 | $11.4M |
| Pension and profit sharing plans | 8 | $18.3M |
| Individuals (other than high net worth individuals) | 7 | $4.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.