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STONE OAK CAPITAL LLC
CRD 341363File 801-135940
APPROVED
Retail clients
Disclosure events
Filing as of Jul 2, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$33.7M
Bottom 25% of cohort (national)
Discretionary AUM
$33.7M
Clients
66
200 accounts
Employees
2
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 22, 2026
- Principal office
- 986 LONG POND ROAD, ROCHESTER, NY, 14626
- Phone
- 585-695-5588
- Website
- https://stoneoakcap.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $33.7M
- Discretionary AUM
- $33.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 200
- Non-discretionary accounts
- 0
- Total accounts
- 200
- AUM per client
- $511K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 5 | $21.6M |
| Individuals (other than high net worth individuals) | 61 | $12.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.