FACTORY CAPITAL LLC

CRD 341250File 801-135866

APPROVED

Retail clients

Filing as of Aug 7, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$102.5M

Bottom 25% of cohort (national)

Discretionary AUM

$102.5M

Clients

26 accounts

Employees

Bottom 25% of cohort in CA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Apr 6, 2026
Principal office: 5431 W 104TH STREET, LOS ANGELES, CA, 90045
Phone: 954-803-9987
Website: https://TheFactoryHQ.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $102.5M
Discretionary AUM: $102.5M
Non-discretionary AUM: $0
Discretionary accounts: 26
Non-discretionary accounts: 0
Total accounts: 26
AUM per client: $3.9M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$759K
High net worth individuals	14	$97.5M
Individuals (other than high net worth individuals)	9	$4.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.