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JM FINANCIAL PRIVATE WEALTH, INC.
CRD 341113File 801-135854
APPROVED-120
Disclosure events
Filing as of Jun 8, 2026
Feed vintage Aug 12, 2026
Regulatory AUM
$0
Bottom 25% of cohort (national)
Discretionary AUM
$0
Clients
Not reported
0 accounts
Employees
2
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 14, 2026
- Principal office
- 1177 AVENUE OF THE AMERICAS 5TH FLOOR, OFFICE NO. 5046, NEW YORK, NY, 10036
- Phone
- 1-332-900-4958
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $0
- Discretionary AUM
- $0
- Non-discretionary AUM
- $0
- Discretionary accounts
- 0
- Non-discretionary accounts
- 0
- Total accounts
- 0
- AUM per client
- —
Clients by type
ADV Item 5DNo client-type detail reported.
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees (other than subscription fees)
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses or institutional clients
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Not reported
- Firm Custody Clients
- Not reported
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- Not reported
- Related Person Custody Clients
- Not reported
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- 11.D(2) Other regulator: found a violation of investment-related regulations
- 11.D(4) Other regulator: denied, suspended or revoked a registration or licence
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED-120 |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.