OPTIMAL TAX ASSET MANAGEMENT

Legal name: OPTIMAL TAX ASSET MANAGEMENT, INC.

CRD 340466File 801-135549

APPROVED

Filing as of Aug 5, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

Bottom 25% of cohort (national)

Discretionary AUM

Clients

0 accounts

Employees

Bottom 25% of cohort in WA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: SFRO
Registration date: Mar 4, 2026
Principal office: 500 108TH AVE NE, SUITE 1100, BELLEVUE, WA, 98004
Phone: (425) 523-1044
Website: https://optimaltaxinc.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $0
Discretionary AUM: $0
Non-discretionary AUM: $0
Discretionary accounts: 0
Non-discretionary accounts: 0
Total accounts: 0
AUM per client: —

Clients by type

ADV Item 5D

No client-type detail reported.

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Other advisory activities

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Jul 1, 2026	Registration	APPROVED-120	APPROVED
Jul 1, 2026	Employees	3	5	increased by2
Apr 1, 2026	Registration	—	APPROVED-120

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “OPTIMAL TAX” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OPTIMAL TAX” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.