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CROWNSTONE ADVISORY & INVESTMENT CORP
CRD 339959File 801-136272
APPROVED
Filing as of Sep 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.00B
Top 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $3.00B
Clients
1
1 accounts
Employees
2
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- May 21, 2026
- Principal office
- 6 EAST 45TH STREET, 11TH FLOOR, NEW YORK, NY, 10017
- Phone
- 858-444-5933
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.00B
- Discretionary AUM
- $0
- Non-discretionary AUM
- $3.00B
- Discretionary accounts
- 0
- Non-discretionary accounts
- 1
- Total accounts
- 1
- AUM per client
- $3.00B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $3.00B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jun 1, 2026 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CROWNSTONE ADVISORY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CROWNSTONE ADVISORY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.