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CARL P. SHERR & CO., LLC
CRD 3394File 801-66673
APPROVED
Retail clients
Custody
Filing as of Mar 11, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$505.4M
Above cohort median (national)
Discretionary AUM
$488.9M
Non-discretionary $16.5M
Clients
292
831 accounts
Employees
5
Below cohort median in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- May 10, 2006
- Principal office
- 446 MAIN STREET, WORCESTER, MA, 01608
- Phone
- 508-791-7126
- Website
- HTTP://CARLPSHERR.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $505.4M
- Discretionary AUM
- $488.9M
- Non-discretionary AUM
- $16.5M
- Discretionary accounts
- 793
- Non-discretionary accounts
- 38
- Total accounts
- 831
- AUM per client
- $1.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 5 | $5.7M |
| High net worth individuals | 187 | $472.9M |
| Individuals (other than high net worth individuals) | 100 | $26.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 296 | 292 | decreased by4 |
| Apr 1, 2026 | AUM | $450,502,980 | $505,418,629 | increased by$54,915,649 |
| Apr 1, 2026 | Accounts | 808 | 831 | increased by23 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 5 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 305 | 296 | decreased by9 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $381,089,868 | $450,502,980 | increased by$69,413,112 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 711 | 808 | increased by97 |
| Apr 1, 2022 | Employees | 6 | 7 | increased by1 |
| Apr 1, 2022 | Clients | 288 | 305 | increased by17 |
| Apr 1, 2022 | AUM | $311,802,633 | $381,089,868 | increased by$69,287,235 |
| Apr 1, 2022 | Accounts | 658 | 711 | increased by53 |
| Dec 1, 2021 | Clients | 296 | 288 | decreased by8 |
| Dec 1, 2021 | AUM | $323,769,304 | $311,802,633 | decreased by$11,966,671 |
| Dec 1, 2021 | Accounts | 671 | 658 | decreased by13 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CARL SHERR” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CARL SHERR” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.