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A3 CAPITAL ADVISORS
Legal name: A3 CAPITAL ADVISORS, LLC
CRD 338956File 801-134726
APPROVED
Retail clients
Custody
Filing as of Jun 23, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$236.8M
Below cohort median (national)
Discretionary AUM
$225.3M
Non-discretionary $11.5M
Clients
26
63 accounts
Employees
2
Below cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Nov 19, 2025
- Principal office
- 5020 MONTROSE, SUITE 500, HOUSTON, TX, 77006
- Phone
- 713-447-5856
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $236.8M
- Discretionary AUM
- $225.3M
- Non-discretionary AUM
- $11.5M
- Discretionary accounts
- 61
- Non-discretionary accounts
- 2
- Total accounts
- 63
- AUM per client
- $9.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $12.0M |
| High net worth individuals | 24 | $224.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.