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VEGA CAPITAL PARTNERS LLC
CRD 338416File 801-134415
APPROVED
Filing as of Jul 15, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$100K
Bottom 25% of cohort (national)
Discretionary AUM
$100K
Clients
1
1 accounts
Employees
3
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 24, 2025
- Principal office
- Not reported
- Phone
- (347) 405-2881
- Website
- https://vegasharesetfs.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $100K
- Discretionary AUM
- $100K
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1
- Non-discretionary accounts
- 0
- Total accounts
- 1
- AUM per client
- $100K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $100K |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| May 1, 2026 | Employees | 2 | 3 | increased by1 |
| Feb 1, 2026 | Registration | APPROVED-120 | APPROVED | |
| Jan 1, 2026 | AUM | $0 | $100,000 | increased by$100,000 |
| Jan 1, 2026 | Accounts | 0 | 1 | increased by1 |
| Dec 1, 2025 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “VEGA CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VEGA CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.