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SPARX ASSET MANAGEMENT KOREA CO., LTD.
CRD 338393File 801-135046
APPROVED
Filing as of Jun 29, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.13B
Top 25% of cohort (national)
Discretionary AUM
$2.12B
Non-discretionary $4.7M
Clients
6
14 accounts
Employees
23
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Jan 2, 2026
- Principal office
- 82, SAEMUNAN-RO, 2F, SEOUL, 03185
- Phone
- 82-2-570-1600
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.13B
- Discretionary AUM
- $2.12B
- Non-discretionary AUM
- $4.7M
- Discretionary accounts
- 10
- Non-discretionary accounts
- 4
- Total accounts
- 14
- AUM per client
- $354.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $1.8M |
| Non-U.S. persons | Fewer than 5 | $1.94B |
| Other investment advisers | Fewer than 5 | $4.7M |
| Pooled investment vehicles | 6 | $144.8M |
| Banking or thrift institutions | Fewer than 5 | $26.8M |
| Pension and profit sharing plans | Fewer than 5 | $11.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.