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WILLIAMS ASSET MANAGEMENT
Legal name: WILLIAMS & ASSOCIATES, INC.
CRD 338196File 801-135121
APPROVED
Retail clients
Custody
Filing as of May 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$661.1M
Above cohort median (national)
Discretionary AUM
$654.3M
Non-discretionary $6.7M
Clients
433
1,608 accounts
Employees
9
Above cohort median in MD
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Jan 8, 2026
- Principal office
- 8850 COLUMBIA 100 PARKWAY, SUITE 204, COLUMBIA, MD, 21045
- Phone
- 410-740-0220
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $661.1M
- Discretionary AUM
- $654.3M
- Non-discretionary AUM
- $6.7M
- Discretionary accounts
- 1,586
- Non-discretionary accounts
- 22
- Total accounts
- 1,608
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 433 | $661.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.