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VANGUARD CAPITAL MANAGEMENT, LLC

CRD 338002File 801-134586
APPROVED
Disclosure events
Filing as of Sep 21, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$8.4T
Top 10% of cohort (national)
Discretionary AUM
$8.4T
Clients
128
128 accounts
Employees
235
Top 10% of cohort in PA

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
PLRO
Registration date
Nov 17, 2025
Principal office
100 VANGUARD BOULEVARD, MALVERN, PA, 19355
Phone
610-669-1000
Website
Not reported

Assets & accounts

ADV Item 5F
Total regulatory AUM
$8.4T
Discretionary AUM
$8.4T
Non-discretionary AUM
$0
Discretionary accounts
128
Non-discretionary accounts
0
Total accounts
128
AUM per client
$65.91B

Clients by type

ADV Item 5D
Client typeClientsAUM
Investment companies128$8.4T

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Other
  • Other (described) — ALLOCATED SHARE OF VANGUARD'S TOTAL COST OF OPERATIONS
  • A percentage of assets under your management

Advisory activities

  • Selection of other advisers
  • Portfolio management for investment companies

Custody

ADV Item 9
Firm Custody Cash
No
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
No
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
No

Disclosure events

ADV Item 11
  • Q11C2
  • Q11C4
  • Q11C5
  • Q11D2
  • Q11D4
  • Q11H1C

Filed changes

DateFieldFromToChange
Apr 1, 2026Employees8235increased by227
Apr 1, 2026Clients125128increased by3
Apr 1, 2026AUM$0$8,436,181,597,982increased by$8,436,181,597,982
Apr 1, 2026Accounts0128increased by128
Dec 1, 2025Registration—APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “VANGUARD CAPITAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VANGUARD CAPITAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.