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CORGI STRATEGIES, LLC
CRD 337985File 801-134212
APPROVED
Filing as of Sep 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$799.3M
Above cohort median (national)
Discretionary AUM
$799.3M
Clients
206
206 accounts
Employees
18
Above cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Aug 26, 2025
- Principal office
- 200 W MADISON AVE, SUITE 3810, CHICAGO, IL, 60606-3465
- Phone
- 855-552-6744
- Website
- https://www.corgiinvest.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $799.3M
- Discretionary AUM
- $799.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 206
- Non-discretionary accounts
- 0
- Total accounts
- 206
- AUM per client
- $3.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 206 | $799.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 30, 2026 | Employees | 1 | 18 | increased by17 |
| Aug 30, 2026 | Clients | 1 | 197 | increased by196 |
| Aug 30, 2026 | AUM | $10,011,200 | $825,070,000 | increased by$815,058,800 |
| Aug 30, 2026 | Accounts | 1 | 197 | increased by196 |
| May 1, 2026 | Registration | APPROVED-120 | APPROVED | |
| Apr 1, 2026 | AUM | $10,000,000 | $10,011,200 | increased by$11,200 |
| Feb 1, 2026 | Clients | 0 | 1 | increased by1 |
| Feb 1, 2026 | AUM | $0 | $10,000,000 | increased by$10,000,000 |
| Feb 1, 2026 | Accounts | 0 | 1 | increased by1 |
| Dec 1, 2025 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CORGI STRATEGIES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CORGI STRATEGIES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.