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KRAKEN ADVISER LLC
CRD 337920File 801-134398
APPROVED
Retail clients
Filing as of Jul 20, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$377
Bottom 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $377
Clients
9
9 accounts
Employees
5
Bottom 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Sep 22, 2025
- Principal office
- 200 EAST LAS OLAS BOULEVARD, 14TH FLOOR, FORT LAUDERDALE, FL, 33301
- Phone
- 888-837-8818
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $377
- Discretionary AUM
- $0
- Non-discretionary AUM
- $377
- Discretionary accounts
- 0
- Non-discretionary accounts
- 9
- Total accounts
- 9
- AUM per client
- $42
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 9 | $377 |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — INDIRECT BENEFITS FROM ADVISORY CLIENT PAYMENT TO AFFILIATES
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 5 | 9 | increased by4 |
| Apr 1, 2026 | AUM | $400 | $377 | decreased by$23 |
| Apr 1, 2026 | Accounts | 5 | 9 | increased by4 |
| Mar 1, 2026 | Registration | APPROVED-120 | APPROVED | |
| Feb 1, 2026 | AUM | $0 | $400 | increased by$400 |
| Feb 1, 2026 | Accounts | 0 | 5 | increased by5 |
| Dec 1, 2025 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “KRAKEN ADVISER” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KRAKEN ADVISER” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.