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ROSCI LAMB, LLC
CRD 337278File 801-133777
APPROVED
Retail clients
Filing as of Jan 12, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$65.0M
Bottom 25% of cohort (national)
Discretionary AUM
$44.1M
Non-discretionary $20.9M
Clients
15
37 accounts
Employees
1
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 30, 2025
- Principal office
- 14 WALL ST., STE 2015, NEW YORK, NY, 10005
- Phone
- 646 479 9965
- Website
- https://www.roscilamb.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $65.0M
- Discretionary AUM
- $44.1M
- Non-discretionary AUM
- $20.9M
- Discretionary accounts
- 13
- Non-discretionary accounts
- 24
- Total accounts
- 37
- AUM per client
- $4.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $43.0M |
| High net worth individuals | 15 | $21.8M |
| Individuals (other than high net worth individuals) | Fewer than 5 | $165K |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.