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PROTOCOL WEALTH, LLC
CRD 335298File 801-132382
APPROVED
Retail clients
Filing as of Jul 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$127.1M
Bottom 25% of cohort (national)
Discretionary AUM
$50.9M
Non-discretionary $76.2M
Clients
45
44 accounts
Employees
3
Bottom 25% of cohort in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Apr 10, 2025
- Principal office
- 201 MILWAUKEE STREET, SUITE 200, DENVER, CO, 80206
- Phone
- 720-439-9055
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $127.1M
- Discretionary AUM
- $50.9M
- Non-discretionary AUM
- $76.2M
- Discretionary accounts
- 30
- Non-discretionary accounts
- 14
- Total accounts
- 44
- AUM per client
- $2.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 30 | $100.2M |
| Pooled investment vehicles | 1 | $300K |
| Individuals (other than high net worth individuals) | 14 | $26.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Subscription fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.