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BACK BAY FINANCIAL PLANNING & INVESTMENTS
Legal name: BACK BAY FINANCIAL PLANNING & INVESTMENTS, LLC
CRD 335236File 801-137070
APPROVED
Retail clients
Custody
Filing as of Jul 14, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$120.5M
Bottom 25% of cohort (national)
Discretionary AUM
$118.5M
Non-discretionary $2.0M
Clients
94
286 accounts
Employees
3
Bottom 25% of cohort in DE
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Aug 13, 2026
- Principal office
- 39682 SUNRISE COURT #303, BETHANY BEACH, DE, 19930
- Phone
- 3023161820
- Website
- https://backbayfp.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $120.5M
- Discretionary AUM
- $118.5M
- Non-discretionary AUM
- $2.0M
- Discretionary accounts
- 274
- Non-discretionary accounts
- 12
- Total accounts
- 286
- AUM per client
- $1.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $236K |
| High net worth individuals | 41 | $95.9M |
| Pension and profit sharing plans | Fewer than 5 | $894K |
| Individuals (other than high net worth individuals) | 53 | $23.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Registration | — | APPROVED |
| Aug 17, 2026 | Aum | — | 120474144 |
| Aug 17, 2026 | Clients | — | 94 |
| Aug 17, 2026 | Accounts | — | 286 |
| Aug 17, 2026 | Employees | — | 3 |
| Aug 17, 2026 | Custody | — | true |
| Aug 17, 2026 | Disclosures | — | false |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.