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WARNER WEALTH
Legal name: WARNER GROUP LLC
CRD 334877File 801-132255
APPROVED
Retail clients
Custody
Filing as of Sep 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$458.5M
Above cohort median (national)
Discretionary AUM
$458.5M
Clients
758
1,332 accounts
Employees
20
Below cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Apr 1, 2025
- Principal office
- 869 BOSTON POST ROAD, MADISON, CT, 06443
- Phone
- 203-929-2727
- Website
- https://www.warnerwm.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $458.5M
- Discretionary AUM
- $458.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,332
- Non-discretionary accounts
- 0
- Total accounts
- 1,332
- AUM per client
- $605K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 6 | $3.2M |
| Charitable organizations | Fewer than 5 | $996K |
| High net worth individuals | 330 | $346.3M |
| Pension and profit sharing plans | 13 | $10.9M |
| Individuals (other than high net worth individuals) | 409 | $97.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Disclosures | Yes | No | |
| Apr 1, 2026 | Employees | 17 | 20 | increased by3 |
| Apr 1, 2026 | Clients | 451 | 758 | increased by307 |
| Apr 1, 2026 | AUM | $362,848,230 | $458,494,742 | increased by$95,646,512 |
| Apr 1, 2026 | Accounts | 1,111 | 1,332 | increased by221 |
| Dec 1, 2025 vs May 1, 2025 | Registration | APPROVED-120 | APPROVED | |
| Dec 1, 2025 vs May 1, 2025 | Custody | No | Yes | |
| Dec 1, 2025 vs May 1, 2025 | AUM | $0 | $362,848,230 | increased by$362,848,230 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 0 | 1,111 | increased by1,111 |
| May 1, 2025 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WARNER WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WARNER WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.