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SANTA BARBARA MANAGEMENT
Legal name: SANTA BARBARA MGMT, LLC
CRD 334801File 801-132201
APPROVED
Retail clients
Custody
Filing as of Sep 9, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$530.2M
Above cohort median (national)
Discretionary AUM
$231.7M
Non-discretionary $298.5M
Clients
9
267 accounts
Employees
18
Below cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 17, 2025
- Principal office
- 222 N. LASALLE STREET, SUITE 625, CHICAGO, IL, 60601
- Phone
- 734-604-9891
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $530.2M
- Discretionary AUM
- $231.7M
- Non-discretionary AUM
- $298.5M
- Discretionary accounts
- 139
- Non-discretionary accounts
- 128
- Total accounts
- 267
- AUM per client
- $58.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1 | $8.1M |
| High net worth individuals | 8 | $522.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — ASSETS UNDER ADVISEMENT
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 7 | 18 | increased by11 |
| Apr 1, 2026 | Clients | 5 | 9 | increased by4 |
| Apr 1, 2026 | AUM | $259,160,014 | $530,188,760 | increased by$271,028,746 |
| Apr 1, 2026 | Accounts | 154 | 267 | increased by113 |
| Dec 1, 2025 vs May 1, 2025 | Registration | APPROVED-120 | APPROVED | |
| Dec 1, 2025 vs May 1, 2025 | Employees | 3 | 7 | increased by4 |
| Dec 1, 2025 vs May 1, 2025 | Custody | No | Yes | |
| Dec 1, 2025 vs May 1, 2025 | AUM | $0 | $259,160,014 | increased by$259,160,014 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 0 | 154 | increased by154 |
| May 1, 2025 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SANTA BARBARA” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SANTA BARBARA” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.