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SANTA BARBARA MANAGEMENT
Legal name: SANTA BARBARA MGMT, LLC
CRD 334801File 801-132201
APPROVED
Retail clients
Custody
Filing as of Jun 1, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$530.2M
Above cohort median (national)
Discretionary AUM
$231.7M
Non-discretionary $298.5M
Clients
9
267 accounts
Employees
18
Below cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 17, 2025
- Principal office
- 222 N. LASALLE STREET, SUITE 625, CHICAGO, IL, 60601
- Phone
- 734-604-9891
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $530.2M
- Discretionary AUM
- $231.7M
- Non-discretionary AUM
- $298.5M
- Discretionary accounts
- 139
- Non-discretionary accounts
- 128
- Total accounts
- 267
- AUM per client
- $58.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1 | $8.1M |
| High net worth individuals | 8 | $522.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — ASSETS UNDER ADVISEMENT
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.