LATHROP INVESTMENT MANAGEMENT COMPANY

CRD 334458File 801-131853

APPROVED

Retail clients

Custody

Filing as of Mar 25, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.01B

Above cohort median (national)

Discretionary AUM

$766.2M

Non-discretionary $243.6M

Clients

235

836 accounts

Employees

Top 25% of cohort in AR

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: FWRO
Registration date: Dec 12, 2024
Principal office: 500 PLEASANT VALLEY DRIVE, BUILDING D-101, LITTLE ROCK, AR, 72227
Phone: 501-227-4930
Website: https://www.limc.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.01B
Discretionary AUM: $766.2M
Non-discretionary AUM: $243.6M
Discretionary accounts: 835
Non-discretionary accounts: 1
Total accounts: 836
AUM per client: $4.3M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$28.2M
Charitable organizations	Fewer than 5	$11.0M
High net worth individuals	150	$584.0M
Pension and profit sharing plans	6	$339.3M
Individuals (other than high net worth individuals)	79	$47.3M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.