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COUNTERPOINTE INVESTMENT MANAGEMENT LLC
CRD 333864File 801-132763
APPROVED
Disclosure events
Filing as of Sep 17, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.05B
Above cohort median (national)
Discretionary AUM
$0
Non-discretionary $1.05B
Clients
0
2 accounts
Employees
36
Above cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- May 13, 2025
- Principal office
- 100 FIRST STAMFORD PLACE, SUITE 615, STAMFORD, CT, 06902
- Phone
- 855-431-4400
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.05B
- Discretionary AUM
- $0
- Non-discretionary AUM
- $1.05B
- Discretionary accounts
- 0
- Non-discretionary accounts
- 2
- Total accounts
- 2
- AUM per client
- —
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | Fewer than 5 | $1.05B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 12, 2026 | AUM | $1,067,740,128 | $1,047,740,128 | decreased by$20,000,000 |
| Apr 1, 2026 | Registration | APPROVED-120 | APPROVED | |
| Apr 1, 2026 | Employees | 32 | 36 | increased by4 |
| Apr 1, 2026 | AUM | $683,957,258 | $1,067,740,128 | increased by$383,782,870 |
| Apr 1, 2026 | Accounts | 1 | 2 | increased by1 |
| Dec 1, 2025 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “COUNTERPOINTE INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“COUNTERPOINTE INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.