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APEX INVESTMENT GROUP
Legal name: APEX INVESTMENT GROUP, LLC
CRD 333593File 801-131502
APPROVED
Retail clients
Custody
Filing as of Jun 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$211.1M
Below cohort median (national)
Discretionary AUM
$205.4M
Non-discretionary $5.7M
Clients
526
1,201 accounts
Employees
6
Bottom 25% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Nov 29, 2024
- Principal office
- 145 MAIN ST, HUDSON, MA, 01749
- Phone
- 7743510805
- Website
- https://apexinvest.org/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $211.1M
- Discretionary AUM
- $205.4M
- Non-discretionary AUM
- $5.7M
- Discretionary accounts
- 1,092
- Non-discretionary accounts
- 109
- Total accounts
- 1,201
- AUM per client
- $401K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $3.2M |
| Charitable organizations | Fewer than 5 | $4.2M |
| High net worth individuals | 56 | $99.2M |
| Individuals (other than high net worth individuals) | 463 | $104.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 4 | 6 | increased by2 |
| Apr 1, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Clients | 754 | 526 | decreased by228 |
| Apr 1, 2026 | AUM | $194,556,355 | $211,108,269 | increased by$16,551,914 |
| Apr 1, 2026 | Accounts | 1,170 | 1,201 | increased by31 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 2 | 4 | increased by2 |
| Dec 1, 2025 vs May 1, 2025 | Custody | Yes | No | |
| Dec 1, 2025 vs May 1, 2025 | Clients | 502 | 754 | increased by252 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $101,572,089 | $194,556,355 | increased by$92,984,266 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 657 | 1,170 | increased by513 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “APEX INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“APEX INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.