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CANDLESTICK AI
Legal name: CANDLESTICK ADVISING TECHNOLOGIES INC.
CRD 333215File 801-131487
APPROVED
Retail clients
Filing as of Mar 15, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$40K
Bottom 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $40K
Clients
200
200 accounts
Employees
2
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Nov 25, 2024
- Principal office
- Not reported
- Phone
- 973-932-9139
- Website
- https://candlestick.ai/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $40K
- Discretionary AUM
- $0
- Non-discretionary AUM
- $40K
- Discretionary accounts
- 0
- Non-discretionary accounts
- 200
- Total accounts
- 200
- AUM per client
- $200
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 200 | $40K |
Compensation & activities
ADV Items 5E, 5GCompensation
- Subscription fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 50 | 200 | increased by150 |
| Apr 1, 2026 | AUM | $5,000 | $40,000 | increased by$35,000 |
| Apr 1, 2026 | Accounts | 50 | 200 | increased by150 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CANDLESTICK AI” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CANDLESTICK AI” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.