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CAXTON ASSOCIATES LLP
CRD 333153File 801-136549
APPROVED
Custody
Filing as of Sep 18, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$71.56B
Top 10% of cohort (national)
Discretionary AUM
$71.56B
Clients
19
19 accounts
Employees
130
Identity & registration
ADV Item 1- Organization form
- Limited Liability Partnership
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Jun 23, 2026
- Principal office
- 20 CARLTON HOUSE TERRACE, 2ND FLOOR, LONDON, SW1Y 5AN
- Phone
- +44 207 647 0770
- Website
- HTTPS://WWW.CAXTON.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $71.56B
- Discretionary AUM
- $71.56B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 19
- Non-discretionary accounts
- 0
- Total accounts
- 19
- AUM per client
- $3.77B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 19 | $64.29B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — PASS-THROUGH EXPENSES
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jul 1, 2026 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CAXTON ASSOCIATES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CAXTON ASSOCIATES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.