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ROC PARTNERS (US) LLC
CRD 333044File 801-131317
APPROVED
Filing as of Sep 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$121.1M
Bottom 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $121.1M
Clients
7
7 accounts
Employees
1
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Oct 28, 2024
- Principal office
- 230 PARK AVENUE, 3RD & 4TH FLOORS, NEW YORK, NY, 10169
- Phone
- 212-972-5700
- Website
- https://www.rocp.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $121.1M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $121.1M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 7
- Total accounts
- 7
- AUM per client
- $17.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 7 | $121.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — ADVISORY FEES PAID BASED ON COMMERCIALLY AGREED-UPON TERMS
Advisory activities
- Other advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Sep 26, 2026 | Employees | 3 | 1 | decreased by2 |
| Sep 26, 2026 | AUM | $105,377,101 | $121,142,982 | increased by$15,765,881 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 1 | 3 | increased by2 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 6 | 7 | increased by1 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $100,449,632 | $105,377,101 | increased by$4,927,469 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 6 | 7 | increased by1 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ROC PARTNERS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ROC PARTNERS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.