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PLUM POINTE WEALTH MANAGEMENT
Legal name: PLUM POINTE WEALTH MANAGEMENT, LLC
CRD 332618File 801-131283
APPROVED
Retail clients
Disclosure events
Filing as of May 11, 2026
Feed vintage Sep 2, 2026
Regulatory AUM
$104.7M
Bottom 25% of cohort (national)
Discretionary AUM
$99.9M
Non-discretionary $4.8M
Clients
183
386 accounts
Employees
3
Bottom 25% of cohort in RI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Oct 9, 2024
- Principal office
- 225 DYER STREET, FL 2, PROVIDENCE, RI, 02903
- Phone
- 401-228-8258
- Website
- https://x.com/plum_pointe
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $104.7M
- Discretionary AUM
- $99.9M
- Non-discretionary AUM
- $4.8M
- Discretionary accounts
- 382
- Non-discretionary accounts
- 4
- Total accounts
- 386
- AUM per client
- $572K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $2.1M |
| High net worth individuals | 27 | $22.4M |
| Individuals (other than high net worth individuals) | 156 | $80.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11H2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 4 | 3 | decreased by1 |
| Apr 1, 2026 | Clients | 543 | 183 | decreased by360 |
| Apr 1, 2026 | AUM | $206,679,179 | $104,737,431 | decreased by$101,941,748 |
| Apr 1, 2026 | Accounts | 935 | 386 | decreased by549 |
| Dec 1, 2025 vs May 1, 2025 | Disclosures | No | Yes | |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PLUM POINTE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PLUM POINTE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.