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PLUM POINTE WEALTH MANAGEMENT
Legal name: PLUM POINTE WEALTH MANAGEMENT, LLC
CRD 332618File 801-131283
APPROVED
Retail clients
Disclosure events
Filing as of May 11, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$104.7M
Bottom 25% of cohort (national)
Discretionary AUM
$99.9M
Non-discretionary $4.8M
Clients
183
386 accounts
Employees
3
Bottom 25% of cohort in RI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Oct 9, 2024
- Principal office
- 225 DYER STREET, FL 2, PROVIDENCE, RI, 02903
- Phone
- 401-228-8258
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $104.7M
- Discretionary AUM
- $99.9M
- Non-discretionary AUM
- $4.8M
- Discretionary accounts
- 382
- Non-discretionary accounts
- 4
- Total accounts
- 386
- AUM per client
- $572K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $2.1M |
| High net worth individuals | 27 | $22.4M |
| Individuals (other than high net worth individuals) | 156 | $80.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11H2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.