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FIRST TRYON ADVISORS
Legal name: FTA ASSET MANAGEMENT, LLC
CRD 332377File 801-131148
APPROVED
Filing as of Sep 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.01B
Above cohort median (national)
Discretionary AUM
$12.1M
Non-discretionary $998.9M
Clients
14
16 accounts
Employees
13
Above cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Sep 25, 2024
- Principal office
- 6101 CARNEGIE BLVD, SUITE 210, CHARLOTTE, NC, 28209
- Phone
- 704-926-2453
- Website
- https://www.firsttryon.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.01B
- Discretionary AUM
- $12.1M
- Non-discretionary AUM
- $998.9M
- Discretionary accounts
- 3
- Non-discretionary accounts
- 13
- Total accounts
- 16
- AUM per client
- $72.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 14 | $127.6M |
| State or municipal government entities | Fewer than 5 | $883.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 10 | 13 | increased by3 |
| Apr 1, 2026 | Clients | 7 | 14 | increased by7 |
| Apr 1, 2026 | AUM | $123,161,860 | $1,010,934,630 | increased by$887,772,770 |
| Apr 1, 2026 | Accounts | 7 | 16 | increased by9 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FIRST TRYON” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FIRST TRYON” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.