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FIRST TRYON ADVISORS
Legal name: FTA ASSET MANAGEMENT, LLC
CRD 332377File 801-131148
APPROVED
Filing as of Mar 25, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.01B
Above cohort median (national)
Discretionary AUM
$12.1M
Non-discretionary $998.9M
Clients
14
16 accounts
Employees
13
Above cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Sep 25, 2024
- Principal office
- 6101 CARNEGIE BLVD, SUITE 210, CHARLOTTE, NC, 28209
- Phone
- 704-926-2453
- Website
- https://www.firsttryon.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.01B
- Discretionary AUM
- $12.1M
- Non-discretionary AUM
- $998.9M
- Discretionary accounts
- 3
- Non-discretionary accounts
- 13
- Total accounts
- 16
- AUM per client
- $72.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 14 | $127.6M |
| State or municipal government entities | Fewer than 5 | $883.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.