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FUNDSTRAT CAPITAL
Legal name: FUNDSTRAT CAPITAL LLC
CRD 332163File 801-131012
APPROVED
Filing as of Mar 10, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.60B
Top 25% of cohort (national)
Discretionary AUM
$4.60B
Clients
3
3 accounts
Employees
3
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 12, 2024
- Principal office
- 150 E 52ND ST, 3RD FLOOR, NEW YORK, NY, 10022
- Phone
- 212-293-7132
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.60B
- Discretionary AUM
- $4.60B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3
- Non-discretionary accounts
- 0
- Total accounts
- 3
- AUM per client
- $1.53B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 3 | $4.60B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — AS SPONSOR, WILL SHARE IN ETF PROFITS AFTER EXPENSES
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 1 | 3 | increased by2 |
| Apr 1, 2026 | AUM | $901,000,000 | $4,603,000,000 | increased by$3,702,000,000 |
| Apr 1, 2026 | Accounts | 1 | 3 | increased by2 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FUNDSTRAT CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FUNDSTRAT CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.