GENEVA FINANCIAL GROUP

Legal name: GENEVA FINANCIAL GROUP LLC

CRD 331944File 801-130720

APPROVED

Retail clients

Filing as of Jun 15, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$233.7M

Below cohort median (national)

Discretionary AUM

$162.2M

Non-discretionary $71.5M

Clients

111 accounts

Employees

Below cohort median in NJ

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Jul 19, 2024
Principal office: 1600 AVENUE OF THE STATES, SUITE 303, LAKEWOOD, NJ, 08701
Phone: 732-719-4101
Website: Not reported

Assets & accounts

ADV Item 5F

Total regulatory AUM: $233.7M
Discretionary AUM: $162.2M
Non-discretionary AUM: $71.5M
Discretionary accounts: 81
Non-discretionary accounts: 30
Total accounts: 111
AUM per client: $4.8M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	10	$66.8M
Charitable organizations	Fewer than 5	$8.3M
High net worth individuals	12	$149.9M
Pension and profit sharing plans	Fewer than 5	$790K
Individuals (other than high net worth individuals)	27	$8.0M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.