CARLO CAPITAL

Legal name: CARLO CAPITAL LLC

CRD 331801File 801-137192

APPROVED

Filing as of Sep 7, 2026

Feed vintage Sep 16, 2026

Regulatory AUM

$100.2M

Bottom 25% of cohort (national)

Discretionary AUM

Non-discretionary $100.2M

Clients

2 accounts

Employees

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: HQ
Registration date: Sep 15, 2026
Principal office: Not reported
Phone: 970-763-8837
Website: Not reported

Assets & accounts

ADV Item 5F

Total regulatory AUM: $100.2M
Discretionary AUM: $0
Non-discretionary AUM: $100.2M
Discretionary accounts: 0
Non-discretionary accounts: 2
Total accounts: 2
AUM per client: $50.1M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Pooled investment vehicles	2	$100.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees

Advisory activities

Selection of other advisers
Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Sep 16, 2026	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “CARLO CAPITAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CARLO CAPITAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.