HAMPTON ROCK WEALTH MANAGEMENT

Legal name: HAMPTON ROCK WEALTH MANAGEMENT I, LLC

CRD 331682File 801-130575

APPROVED

Retail clients

Custody

Filing as of May 18, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$192.4M

Below cohort median (national)

Discretionary AUM

$192.4M

Clients

161 accounts

Employees

Bottom 25% of cohort in TX

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: FWRO
Registration date: Jul 11, 2024
Principal office: 7500 RIALTO BOULEVARD, BUILDING 1, SUITE 122, AUSTIN, TX, 78735
Phone: 512-256-9272
Website: https://www.hamptonrock.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $192.4M
Discretionary AUM: $192.4M
Non-discretionary AUM: $0
Discretionary accounts: 161
Non-discretionary accounts: 0
Total accounts: 161
AUM per client: $3.4M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$14.0M
Charitable organizations	Fewer than 5	$563K
High net worth individuals	22	$167.1M
Individuals (other than high net worth individuals)	29	$10.7M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.