WALTON FINANCIAL

CRD 331634File 801-130481

APPROVED

Retail clients

Custody

Filing as of Jun 18, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$182.9M

Bottom 25% of cohort (national)

Discretionary AUM

$182.9M

Clients

256

526 accounts

Employees

Bottom 25% of cohort in AL

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: ARO
Registration date: Jun 14, 2024
Principal office: 2564 18TH STREET SOUTH, BIRMINGHAM, AL, 35209
Phone: (205) 871-0154
Website: https://waltonfin.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $182.9M
Discretionary AUM: $182.9M
Non-discretionary AUM: $0
Discretionary accounts: 526
Non-discretionary accounts: 0
Total accounts: 526
AUM per client: $714K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	8	$3.8M
Charitable organizations	Fewer than 5	$739K
High net worth individuals	49	$115.7M
Individuals (other than high net worth individuals)	199	$62.7M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Jul 1, 2026	Employees	4	7	increased by3
Mar 1, 2026	Clients	259	256	decreased by3
Mar 1, 2026	AUM	$160,825,174	$182,903,769	increased by$22,078,595
Mar 1, 2026	Accounts	524	526	increased by2
May 1, 2025	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “WALTON FINANCIAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WALTON FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.