← Directory
WALTON FINANCIAL
CRD 331634File 801-130481
APPROVED
Retail clients
Custody
Filing as of Jun 18, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$182.9M
Bottom 25% of cohort (national)
Discretionary AUM
$182.9M
Clients
256
526 accounts
Employees
7
Bottom 25% of cohort in AL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jun 14, 2024
- Principal office
- 2564 18TH STREET SOUTH, BIRMINGHAM, AL, 35209
- Phone
- (205) 871-0154
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $182.9M
- Discretionary AUM
- $182.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 526
- Non-discretionary accounts
- 0
- Total accounts
- 526
- AUM per client
- $714K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8 | $3.8M |
| Charitable organizations | Fewer than 5 | $739K |
| High net worth individuals | 49 | $115.7M |
| Individuals (other than high net worth individuals) | 199 | $62.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.