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QUAD INVESTMENT MANAGEMENT CORP.
CRD 331606File 801-134528
APPROVED
Retail clients
Disclosure events
Filing as of Mar 12, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.62B
Top 25% of cohort (national)
Discretionary AUM
$2.56B
Non-discretionary $62.4M
Clients
67
75 accounts
Employees
45
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Nov 21, 2025
- Principal office
- 29F, THREE IFC, GUKJEGEUMYUNG-RO, SEOUL, YEONGDEUNGPO-GU, 07326
- Phone
- +822 786 1830
- Website
- http://www.quadim.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.62B
- Discretionary AUM
- $2.56B
- Non-discretionary AUM
- $62.4M
- Discretionary accounts
- 59
- Non-discretionary accounts
- 16
- Total accounts
- 75
- AUM per client
- $39.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 18 | $97.5M |
| Non-U.S. persons | Fewer than 5 | $1.60B |
| Other investment advisers | 8 | $62.4M |
| High net worth individuals | Fewer than 5 | $5.4M |
| Pooled investment vehicles | 36 | $857.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.