ALTES CAPITAL, LLC

CRD 331481File 801-130444

APPROVED

Retail clients

Custody

Filing as of Mar 5, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$3.19B

Top 25% of cohort (national)

Discretionary AUM

$159.0M

Non-discretionary $3.03B

Clients

12 accounts

Employees

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Jul 17, 2024
Principal office: Not reported
Phone: 6465479080
Website: https://www.altescapital.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $3.19B
Discretionary AUM: $159.0M
Non-discretionary AUM: $3.03B
Discretionary accounts: 9
Non-discretionary accounts: 3
Total accounts: 12
AUM per client: $265.8M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Insurance companies	Fewer than 5	$6.7M
Charitable organizations	Fewer than 5	$1.09B
Other investment advisers	Fewer than 5	$1.94B
High net worth individuals	Fewer than 5	$26.8M
Pooled investment vehicles	5	$123.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: No
Related Person Custody Cash: Yes
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.