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CASTLE ROCK ADVISORS LLC
CRD 331429File 801-130907
APPROVED
Retail clients
Custody
Filing as of Aug 6, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$3.86B
Top 25% of cohort (national)
Discretionary AUM
$1.05B
Non-discretionary $2.81B
Clients
46
46 accounts
Employees
33
Above cohort median in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Aug 9, 2024
- Principal office
- 200 CLARENDON STREET 35TH FL, BOSTON, MA, 02116-5040
- Phone
- 617-227-0050
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.86B
- Discretionary AUM
- $1.05B
- Non-discretionary AUM
- $2.81B
- Discretionary accounts
- 6
- Non-discretionary accounts
- 40
- Total accounts
- 46
- AUM per client
- $83.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $91.3M |
| High net worth individuals | 37 | $2.72B |
| Pooled investment vehicles | 6 | $1.05B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — COST REIMBURSEMENT
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.