SADDLEROCK CAPITAL MANAGEMENT LLC

CRD 330801File 801-133958

APPROVED

Custody

Filing as of Sep 10, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$199.6M

Below cohort median (national)

Discretionary AUM

$192.7M

Non-discretionary $6.9M

Clients

5 accounts

Employees

Bottom 25% of cohort in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Jul 28, 2025
Principal office: 370 LEXINGTON AVENUE, #502, NEW YORK, NY, 10017
Phone: 917-842-7451
Website: https://saddlerockcap.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $199.6M
Discretionary AUM: $192.7M
Non-discretionary AUM: $6.9M
Discretionary accounts: 3
Non-discretionary accounts: 2
Total accounts: 5
AUM per client: $39.9M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Investment companies	1	$3.7M
Pooled investment vehicles	4	$196.0M

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	5	6	increased by1
Apr 1, 2026	AUM	$155,887,194	$187,788,241	increased by$31,901,047
Dec 1, 2025	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “SADDLEROCK CAPITAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SADDLEROCK CAPITAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.