← Directory
DOCKSIDE PLATFORMS
Legal name: DOCKSIDE LLC
CRD 330606File 801-131643
APPROVED
Custody
Disclosure events
Filing as of Sep 10, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$9.63B
Top 10% of cohort (national)
Discretionary AUM
$9.12B
Non-discretionary $508.8M
Clients
0
11 accounts
Employees
10
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- May 28, 2025
- Principal office
- 120 FIFTH AVENUE, 11TH FLOOR, NEW YORK, NY, 10011
- Phone
- 917-563-4874
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $9.63B
- Discretionary AUM
- $9.12B
- Non-discretionary AUM
- $508.8M
- Discretionary accounts
- 10
- Non-discretionary accounts
- 1
- Total accounts
- 11
- AUM per client
- —
Clients by type
ADV Item 5DNo client-type detail reported.
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 11 | 0 | decreased by11 |
| Apr 1, 2026 | Employees | 8 | 10 | increased by2 |
| Apr 1, 2026 | Clients | 10 | 11 | increased by1 |
| Apr 1, 2026 | AUM | $6,000,238,610 | $9,626,347,488 | increased by$3,626,108,878 |
| Apr 1, 2026 | Accounts | 10 | 11 | increased by1 |
| Dec 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DOCKSIDE PLATFORMS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DOCKSIDE PLATFORMS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.