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ROXBURY FINANCIAL
Legal name: ROXBURY FINANCIAL LLC
CRD 330547File 801-130093
APPROVED
Retail clients
Custody
Filing as of Feb 4, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$180.5M
Bottom 25% of cohort (national)
Discretionary AUM
$163.0M
Non-discretionary $17.5M
Clients
245
576 accounts
Employees
3
Bottom 25% of cohort in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 29, 2024
- Principal office
- 200 VALLEY ROAD, SUITE 205, MOUNT ARLINGTON, NJ, 07856
- Phone
- 973-928-7181
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $180.5M
- Discretionary AUM
- $163.0M
- Non-discretionary AUM
- $17.5M
- Discretionary accounts
- 570
- Non-discretionary accounts
- 6
- Total accounts
- 576
- AUM per client
- $737K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $584K |
| High net worth individuals | 52 | $110.8M |
| Pension and profit sharing plans | 6 | $17.5M |
| Individuals (other than high net worth individuals) | 187 | $51.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.