ZEGA INVESTMENTS, LLC

CRD 330428File 801-130244

APPROVED

Retail clients

Filing as of Mar 27, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$614.0M

Above cohort median (national)

Discretionary AUM

$614.0M

Clients

224

1,315 accounts

Employees

Above cohort median in FL

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: MIRO
Registration date: Jun 3, 2024
Principal office: 3801 PGA BOULEVARD, SUITE 600, PALM BEACH GARDENS, FL, 33410
Phone: 800.380.9342
Website: https://zegainvestments.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $614.0M
Discretionary AUM: $614.0M
Non-discretionary AUM: $0
Discretionary accounts: 1,315
Non-discretionary accounts: 0
Total accounts: 1,315
AUM per client: $2.7M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other investment advisers	27	$481.9M
High net worth individuals	58	$90.4M
Individuals (other than high net worth individuals)	139	$41.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Clients	1,043	224	decreased by819
Apr 1, 2026	AUM	$548,799,511	$614,016,453	increased by$65,216,942
Apr 1, 2026	Accounts	1,698	1,315	decreased by383
May 1, 2025	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “ZEGA INVESTMENTS” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ZEGA INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.