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LORD AND RICHARDS
Legal name: LORD AND RICHARDS WEALTH MANAGEMENT, LLC
CRD 328907File 801-129213
APPROVED
Retail clients
Filing as of Sep 4, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$128.8M
Bottom 25% of cohort (national)
Discretionary AUM
$128.8M
Clients
1,228
1,363 accounts
Employees
18
Bottom 25% of cohort in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Dec 15, 2023
- Principal office
- 8744 KENDRICK CASTILLO WAY, SUITE 100, HIGHLANDS RANCH, CO, 80129
- Phone
- 720-214-6801
- Website
- https://lordandrichards.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $128.8M
- Discretionary AUM
- $128.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,363
- Non-discretionary accounts
- 0
- Total accounts
- 1,363
- AUM per client
- $105K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 87 | $56.7M |
| Individuals (other than high net worth individuals) | 1,141 | $72.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 16 | 18 | increased by2 |
| Apr 1, 2026 | Clients | 1,230 | 1,228 | decreased by2 |
| Apr 1, 2026 | AUM | $104,479,729 | $128,761,154 | increased by$24,281,425 |
| Apr 1, 2026 | Accounts | 1,227 | 1,363 | increased by136 |
| Feb 1, 2026 | Employees | 15 | 16 | increased by1 |
| Jan 1, 2026 | Employees | 16 | 15 | decreased by1 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LORD RICHARDS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LORD RICHARDS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.