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DLK INVESTMENT ADVISORS, LLC
CRD 328897File 801-131523
APPROVED
Retail clients
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$140.7M
Bottom 25% of cohort (national)
Discretionary AUM
$111.1M
Non-discretionary $29.6M
Clients
32
95 accounts
Employees
2
Bottom 25% of cohort in WA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Nov 27, 2024
- Principal office
- 7525 SE 24TH STREET, SUITE 410, MERCER ISLAND, WA, 98040
- Phone
- 206.203.0010
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $140.7M
- Discretionary AUM
- $111.1M
- Non-discretionary AUM
- $29.6M
- Discretionary accounts
- 90
- Non-discretionary accounts
- 5
- Total accounts
- 95
- AUM per client
- $4.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 6 | $106.8M |
| Pension and profit sharing plans | Fewer than 5 | $41K |
| Individuals (other than high net worth individuals) | 26 | $33.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.