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INDEPENDENT WEALTH ADVISORS, LLC
CRD 328786File 801-129370
APPROVED
Retail clients
Filing as of Jun 22, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$195.3M
Below cohort median (national)
Discretionary AUM
$195.3M
Clients
258
432 accounts
Employees
4
Bottom 25% of cohort in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jan 19, 2024
- Principal office
- 167 E. CHATHAM STREET, SUITE 300, CARY, NC, 27511
- Phone
- 919-749-7596
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $195.3M
- Discretionary AUM
- $195.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 432
- Non-discretionary accounts
- 0
- Total accounts
- 432
- AUM per client
- $757K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 133 | $155.0M |
| Pension and profit sharing plans | Fewer than 5 | $845K |
| Individuals (other than high net worth individuals) | 123 | $39.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.