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STIFEL CAPITAL MANAGEMENT, LLC
CRD 328365File 801-129003
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.20B
Top 25% of cohort (national)
Discretionary AUM
$4.20B
Clients
549
549 accounts
Employees
9
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Nov 2, 2023
- Principal office
- 1095 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036
- Phone
- 212-328-1000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.20B
- Discretionary AUM
- $4.20B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 549
- Non-discretionary accounts
- 0
- Total accounts
- 549
- AUM per client
- $7.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 93 | $1.47B |
| Other investment advisers | 18 | $53.4M |
| High net worth individuals | 161 | $593.9M |
| State or municipal government entities | 20 | $1.96B |
| Individuals (other than high net worth individuals) | 257 | $123.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 5 | 9 | increased by4 |
| Apr 1, 2026 | Clients | 77 | 549 | increased by472 |
| Apr 1, 2026 | AUM | $1,487,893,776 | $4,199,937,688 | increased by$2,712,043,912 |
| Apr 1, 2026 | Accounts | 78 | 549 | increased by471 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STIFEL CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STIFEL CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.