← Directory
STIFEL CAPITAL MANAGEMENT, LLC
CRD 328365File 801-129003
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$4.20B
Top 25% of cohort (national)
Discretionary AUM
$4.20B
Clients
549
549 accounts
Employees
9
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Nov 2, 2023
- Principal office
- 1095 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036
- Phone
- 212-328-1000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.20B
- Discretionary AUM
- $4.20B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 549
- Non-discretionary accounts
- 0
- Total accounts
- 549
- AUM per client
- $7.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 93 | $1.47B |
| Other investment advisers | 18 | $53.4M |
| High net worth individuals | 161 | $593.9M |
| State or municipal government entities | 20 | $1.96B |
| Individuals (other than high net worth individuals) | 257 | $123.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.