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SCHMIDT FINANCIAL MANAGEMENT
Legal name: SCHMIDT FINANCIAL MANAGEMENT, INC.
CRD 328247File 801-128860
APPROVED
Retail clients
Custody
Filing as of Mar 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$497.5M
Above cohort median (national)
Discretionary AUM
$485.4M
Non-discretionary $12.2M
Clients
140
827 accounts
Employees
7
Above cohort median in WA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Sep 29, 2023
- Principal office
- 3435 CARILLON POINT, KIRKLAND, WA, 98033
- Phone
- 425-893-9195
- Website
- https://www.schmidtfm.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $497.5M
- Discretionary AUM
- $485.4M
- Non-discretionary AUM
- $12.2M
- Discretionary accounts
- 798
- Non-discretionary accounts
- 29
- Total accounts
- 827
- AUM per client
- $3.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 97 | $482.4M |
| Individuals (other than high net worth individuals) | 43 | $15.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.