STAVIS WEALTH TRANSFER SOLUTIONS

Legal name: STAVIS WEALTH TRANSFER SOLUTIONS, LLC

CRD 328185File 801-128853

APPROVED

Retail clients

Filing as of Mar 23, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$148.1M

Bottom 25% of cohort (national)

Discretionary AUM

$83.2M

Non-discretionary $64.9M

Clients

39 accounts

Employees

Bottom 25% of cohort in TX

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: FWRO
Registration date: Sep 29, 2023
Principal office: 1330 POST OAK BLVD, SUITE 2050, HOUSTON, TX, 77056
Phone: 713-391-8200
Website: http://www.staviswealth.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $148.1M
Discretionary AUM: $83.2M
Non-discretionary AUM: $64.9M
Discretionary accounts: 35
Non-discretionary accounts: 4
Total accounts: 39
AUM per client: $7.1M

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	21	$145.0M

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Fixed fees
Other (described) — NET-WORTH BASED FEES
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	5	6	increased by1
Apr 1, 2026	AUM	$120,802,164	$148,120,106	increased by$27,317,942
Apr 1, 2026	Accounts	43	39	decreased by4
May 1, 2025	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “STAVIS WEALTH” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STAVIS WEALTH” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.