TRIO WEALTH MANAGEMENT, LLC

CRD 328042File 801-134440

APPROVED

Retail clients

Custody

Filing as of Mar 23, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$134.0M

Bottom 25% of cohort (national)

Discretionary AUM

$134.0M

Clients

338 accounts

Employees

Bottom 25% of cohort in VA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: PLRO
Registration date: Sep 29, 2025
Principal office: 774A WALKER ROAD, GREAT FALLS, VA, 22066
Phone: (703) 459-9171
Website: https://triowm.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $134.0M
Discretionary AUM: $134.0M
Non-discretionary AUM: $0
Discretionary accounts: 338
Non-discretionary accounts: 0
Total accounts: 338
AUM per client: $1.5M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$638K
High net worth individuals	49	$125.9M
Individuals (other than high net worth individuals)	37	$7.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Other
Financial planning services
Selection of other advisers
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: Yes
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.