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GLOBALT INVESTMENTS
Legal name: GLOBALT INVESTMENTS LLC
CRD 328039File 801-129022
APPROVED
Retail clients
Filing as of Apr 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.02B
Top 25% of cohort (national)
Discretionary AUM
$3.02B
Clients
3,248
3,248 accounts
Employees
18
Top 25% of cohort in GA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Nov 6, 2023
- Principal office
- 3200 WINDY HILL ROAD, SE, SUITE 1550E, ATLANTA, GA, 30339
- Phone
- 404-364-2188
- Website
- http://www.globalt.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.02B
- Discretionary AUM
- $3.02B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3,248
- Non-discretionary accounts
- 0
- Total accounts
- 3,248
- AUM per client
- $930K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 91 | $239.1M |
| Charitable organizations | 75 | $192.2M |
| High net worth individuals | 727 | $1.56B |
| Pension and profit sharing plans | 15 | $81.6M |
| State or municipal government entities | 5 | $229.5M |
| Individuals (other than high net worth individuals) | 2,335 | $721.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — PERCENT OF MODEL PORTFOLIO FEE
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 3,521 | 3,248 | decreased by273 |
| Apr 1, 2026 | AUM | $2,809,985,493 | $3,021,798,165 | increased by$211,812,672 |
| Apr 1, 2026 | Accounts | 3,521 | 3,248 | decreased by273 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GLOBALT INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GLOBALT INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.