← Directory
WHEELER RETIREMENT PLANS LLC
CRD 327889File 801-128751
APPROVED
Filing as of Jan 7, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$618.1M
Above cohort median (national)
Discretionary AUM
$618.1M
Clients
78
78 accounts
Employees
2
Above cohort median in MN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Sep 15, 2023
- Principal office
- 324 WEST SUPERIOR STREET, SUITE 1000, DULUTH, MN, 55802
- Phone
- 218-336-8524
- Website
- HTTPS://WHEELERRP.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $618.1M
- Discretionary AUM
- $618.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 78
- Non-discretionary accounts
- 0
- Total accounts
- 78
- AUM per client
- $7.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 22 | $171.5M |
| Pension and profit sharing plans | 56 | $446.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for other
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Employees | 1 | 2 | increased by1 |
| Feb 1, 2026 | Clients | 56 | 78 | increased by22 |
| Feb 1, 2026 | AUM | $520,000,000 | $618,125,975 | increased by$98,125,975 |
| Feb 1, 2026 | Accounts | 56 | 78 | increased by22 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WHEELER RETIREMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WHEELER RETIREMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.