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FINANCIAL MANAGEMENT ASSOCIATES, LLC
CRD 327502File 801-128596
APPROVED
Retail clients
Filing as of Mar 17, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$135.8M
Bottom 25% of cohort (national)
Discretionary AUM
$135.3M
Non-discretionary $465K
Clients
343
344 accounts
Employees
3
Bottom 25% of cohort in NH
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Aug 21, 2023
- Principal office
- 55 ENTERPRISE DRIVE, WINDHAM, NH, 03087
- Phone
- 978-687-2867
- Website
- https://fmallc.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $135.8M
- Discretionary AUM
- $135.3M
- Non-discretionary AUM
- $465K
- Discretionary accounts
- 341
- Non-discretionary accounts
- 3
- Total accounts
- 344
- AUM per client
- $396K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $3.5M |
| High net worth individuals | 141 | $104.2M |
| Individuals (other than high net worth individuals) | 202 | $28.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.